2020 REGULATORY REPORTING CALENDAR

ATLAS FUNDS TRAINING HAS CREATED A COMPREHENSIVE REGULATORY REPORTING CALENDAR TO HELP YOU STAY ON TRACK WITH YOUR REGULATORY REPORTING DEADLINES. BELOW ARE THE KEY DATES FOR FIRMS TO BE AWARE OF IN 2020:

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Open Protocol Reporting Deadline

Tuesday, 21st January

Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...

AIFMD Annex IV Annual Reporting Deadline

AIFMD Annex IV Annual Reporting Deadline

Thursday, 30th January

Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Annual Report to the NCA of their home Member State...

US Form 13F Reporting Deadline

US Form 13F Reporting Deadline

Friday, 14th February

Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises...

US Form 13H Annual Reporting Deadline

Friday, 14th February

Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may require the large trader to provide descriptive...

Open Protocol Reporting Deadline

Friday, 21st February

Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...

Open Protocol Reporting Deadline

Friday, 20th March

Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...

US Form ADV Reporting Deadline

Monday, 30th March

Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC)...

US Form 13H Quarterly Reporting Deadline

US Form 13H Quarterly Reporting Deadline

Friday, 10th April

A quarterly filing on Form 13H (Form 13H-Q) within 10 days after the end of any calendar quarter if necessary to amend...

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