Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
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Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Annual Report to the NCA of their home Member State, containing information... |
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An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment... 
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly... |
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A key investor information document with duly revised presentation of past performance of the UCITS shall be made available no later than 35 business days after 31 December each year... |
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