Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
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Reporting Deadline
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UK authorised fund managers or UK management companies of an EEA UCITS scheme are required to complete returns to the FCA providing data on the use of derivatives in UCITS schemes. COLL 6.12.3R(2) requires an authorised fund manager or a UK UCITS management company of an EEA UCITS scheme to report at least annually on… |
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