US Form CPO-PQR
Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis...
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Reporting Deadline
Calendar of Events
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3 events,
Form PF – Large Hedge Fund Advisers
Form PF is a form that that focuses mainly on private fund reporting with regard to information such as counterparty dealings, leverage, and investment exposure...
CPO-PQR – Large CPOs
Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis...
2 events,
Alternative Monthly Reporting (AMR) Deadline
The alternative monthly reporting (AMR) system exists for certain types of entities who qualify as an "eligible institutional investor" (as defined in NI 62-103). Generally, an eligible institutional investor is required to file an AMR report within 10 days of the end of the month when any of the follow occurs: it elects to begin…
US Schedule 13G Monthly Reporting Deadline
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
2 events,
US Form ADV Reporting Deadline
Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available...
CPO-PQR – Small & Mid CPOs
Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis...