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US Schedule 13G Monthly Reporting Deadline

Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...

UK FCA Derivatives Use Report

UK authorised fund managers or UK management companies of an EEA UCITS scheme are required to complete returns to the FCA providing data on the use of derivatives in UCITS…

Alternative Monthly Reporting (AMR) Deadline

The alternative monthly reporting (AMR) system exists for certain types of entities who qualify as an "eligible institutional investor" (as defined in NI 62-103). Generally, an eligible institutional investor is…