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X-WR-CALNAME:ATLAS Funds Training
X-ORIGINAL-URL:https://atlas.funds-axis.com
X-WR-CALDESC:Events for ATLAS Funds Training
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X-Robots-Tag:noindex
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BEGIN:VTIMEZONE
TZID:UTC
BEGIN:STANDARD
TZOFFSETFROM:+0000
TZOFFSETTO:+0000
TZNAME:UTC
DTSTART:20200101T000000
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END:VTIMEZONE
BEGIN:VEVENT
DTSTART;VALUE=DATE:20211012
DTEND;VALUE=DATE:20211013
DTSTAMP:20260515T065005
CREATED:20200110T151333Z
LAST-MODIFIED:20230222T201433Z
UID:89182-1633996800-1634083199@atlas.funds-axis.com
SUMMARY:US Form 13H Quarterly Reporting Deadline
DESCRIPTION:Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC’s large trader reporting system. \nRule 13h-1 will require a “large trader\,” defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day\, or 20 million shares or $200 million during any calendar month\, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H. \nA quarterly filing on Form 13H (Form 13H-Q) must be filed within 10 days after the end of any calendar quarter if necessary to amend any inaccurate or changed information in its most recent Form 13H filing. \nAdditional Form 13H Information \nSEC Information on Rule 13h-1 and Form 13H (PDF)\nGeneral Instructions on Filing Form 13-F (PDF)\nFrequently Asked Questions About Large Traders
URL:https://atlas.funds-axis.com/event/us-form-13h-quarterly-reporting-deadline-4/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Form-13H-Quarterly-Reporting-Deadline-3.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210910
DTEND;VALUE=DATE:20210911
DTSTAMP:20260515T065005
CREATED:20200110T203714Z
LAST-MODIFIED:20210103T220928Z
UID:89227-1631232000-1631318399@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-9/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Schedule-13G-Monthly-Reporting-Deadline-11.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210816
DTEND;VALUE=DATE:20210817
DTSTAMP:20260515T065005
CREATED:20200110T124203Z
LAST-MODIFIED:20210103T215429Z
UID:89164-1629072000-1629158399@atlas.funds-axis.com
SUMMARY:US Form 13F Reporting Deadline
DESCRIPTION:An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business\, and exercises investment discretion over $100 million or more in Section 13(f) securities must report its holdings quarterly on Form 13F with the Securities and Exchange Commission (SEC). \nIn general\, an institutional investment manager is: (1) an entity that invests in\, or buys and sells\, securities for its own account; or (2) a natural person or an entity that exercises investment discretion over the account of any other natural person or entity. \nSection 13(f) securities can be found on the Official List of Section 13(f) Securities. The Official List is published quarterly. \nForm 13F is required to be filed within 45 days of the end of a calendar quarter.
URL:https://atlas.funds-axis.com/event/us-form-13f-reporting-deadline-3/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Form-13F-Reporting-Deadline-4.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210810
DTEND;VALUE=DATE:20210811
DTSTAMP:20260515T065005
CREATED:20200110T203518Z
LAST-MODIFIED:20210103T220959Z
UID:89224-1628553600-1628639999@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-8/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Schedule-13G-Monthly-Reporting-Deadline-11.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210712
DTEND;VALUE=DATE:20210713
DTSTAMP:20260515T065005
CREATED:20200110T203316Z
LAST-MODIFIED:20210103T221023Z
UID:89221-1626048000-1626134399@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-7/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Schedule-13G-Monthly-Reporting-Deadline-11.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210712
DTEND;VALUE=DATE:20210713
DTSTAMP:20260515T065005
CREATED:20200110T150931Z
LAST-MODIFIED:20210103T215704Z
UID:89179-1626048000-1626134399@atlas.funds-axis.com
SUMMARY:US Form 13H Quarterly Reporting Deadline
DESCRIPTION:Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC’s large trader reporting system. \nRule 13h-1 will require a “large trader\,” defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day\, or 20 million shares or $200 million during any calendar month\, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H. \nA quarterly filing on Form 13H (Form 13H-Q) must be filed within 10 days after the end of any calendar quarter if necessary to amend any inaccurate or changed information in its most recent Form 13H filing.
URL:https://atlas.funds-axis.com/event/us-form-13h-quarterly-reporting-deadline-3/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Form-13H-Quarterly-Reporting-Deadline-3.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210610
DTEND;VALUE=DATE:20210611
DTSTAMP:20260515T065005
CREATED:20200110T203121Z
LAST-MODIFIED:20210103T221046Z
UID:89218-1623283200-1623369599@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-6/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Schedule-13G-Monthly-Reporting-Deadline-11.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210531
DTEND;VALUE=DATE:20210601
DTSTAMP:20260515T065005
CREATED:20210103T224247Z
LAST-MODIFIED:20230222T204849Z
UID:91536-1622419200-1622505599@atlas.funds-axis.com
SUMMARY:US Form CPO-PQR
DESCRIPTION:Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must\, using EasyFile\, report to NFA or the CFTC\, on a quarterly basis\, specific information about the firm and the pools that it operates. These pool quarterly reports (PQR) are due within 60 days of the quarters ending March 31\, June 30\, and September 30. Reports for the quarter ending December 31 are due within: \n\n90 days of the calendar year end for small (AUM <$150 million) or mid-size CPOs (AUM >$150 million <$1.5 billion)\n60 days for large CPOs (AUM> $1.5 billion)
URL:https://atlas.funds-axis.com/event/us-form-cpo-pqr/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/US-CPO-PQR-.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210517
DTEND;VALUE=DATE:20210518
DTSTAMP:20260515T065005
CREATED:20200110T123717Z
LAST-MODIFIED:20210103T215414Z
UID:89161-1621209600-1621295999@atlas.funds-axis.com
SUMMARY:US Form 13F Reporting Deadline
DESCRIPTION:An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business\, and exercises investment discretion over $100 million or more in Section 13(f) securities must report its holdings quarterly on Form 13F with the Securities and Exchange Commission (SEC). \nIn general\, an institutional investment manager is: (1) an entity that invests in\, or buys and sells\, securities for its own account; or (2) a natural person or an entity that exercises investment discretion over the account of any other natural person or entity. \nSection 13(f) securities can be found on the Official List of Section 13(f) Securities. The Official List is published quarterly. \nForm 13F is required to be filed within 45 days of the end of a calendar quarter.
URL:https://atlas.funds-axis.com/event/us-form-13f-reporting-deadline-2/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Form-13F-Reporting-Deadline-4.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210510
DTEND;VALUE=DATE:20210511
DTSTAMP:20260515T065005
CREATED:20200110T202914Z
LAST-MODIFIED:20210103T221105Z
UID:89215-1620604800-1620691199@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-5/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210430
DTEND;VALUE=DATE:20210501
DTSTAMP:20260515T065005
CREATED:20210103T231149Z
LAST-MODIFIED:20220111T210814Z
UID:91587-1619740800-1619827199@atlas.funds-axis.com
SUMMARY:EU Money Market Funds Regulation Article 37 Reporting (MMFs with over EUR 100M)
DESCRIPTION:Article 37 of the EU Money Market Fund Regulation requires managers to report certain information for each MMF that it manages to the relevant National Competent Authority (NCA). \nAn MMF whose assets under management exceed €100 million shall report information to the competent authority of the MMF on at least a quarterly basis. \nMMFs with an AUM under €100 million shall report information to the competent authority of the MMF on at least an annual basis.
URL:https://atlas.funds-axis.com/event/eu-money-market-funds-regulation-article-37-reporting-mmfs-with-over-eur-100m/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/EU-Money-Market-Funds-Regulation-Article-37-Reporting.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210430
DTEND;VALUE=DATE:20210501
DTSTAMP:20260515T065005
CREATED:20210103T223421Z
LAST-MODIFIED:20230222T204645Z
UID:91527-1619740800-1619827199@atlas.funds-axis.com
SUMMARY:Form PF - Small Private Fund Advisers
DESCRIPTION:Form PF is a form that that focuses mainly on private fund reporting with regard to information such as counterparty dealings\, leverage\, and investment exposure. \nPrivate funds are pooled investment vehicles that are excluded from the definition of investment company under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. The term private fund generally includes funds commonly known as hedge funds and private equity funds. \nThe amount of information an adviser must report and the frequency with which it must report on Form PF depends on the amount of the adviser’s private fund assets and the types of private funds managed.   \nForm PF is filed using the IARD system. \nSmall Private Fund Advisers above $150 million and other Registered Private Fund Advisers must file annually within 120 calendar days from Fiscal quarter closing.  \n\n			 \n			\n				\n					\n						\n							\n \n							REQUEST A DEMO \n							Global Regulatory Reporting Modules \n							Our modules perform all the relevant calculations\, automatically apply all the relevant data taxonomies and enable one-click generation of the required regulatory reports. \n							\n \n							VIEW BROCHURE
URL:https://atlas.funds-axis.com/event/form-pf-small-private-fund-advisers/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210412
DTEND;VALUE=DATE:20210413
DTSTAMP:20260515T065005
CREATED:20200110T202626Z
LAST-MODIFIED:20210103T221126Z
UID:89212-1618185600-1618271999@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-4/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210412
DTEND;VALUE=DATE:20210413
DTSTAMP:20260515T065005
CREATED:20200110T150341Z
LAST-MODIFIED:20210103T215647Z
UID:89176-1618185600-1618271999@atlas.funds-axis.com
SUMMARY:US Form 13H Quarterly Reporting Deadline
DESCRIPTION:Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC’s large trader reporting system. \nRule 13h-1 will require a “large trader\,” defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day\, or 20 million shares or $200 million during any calendar month\, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H. \nA quarterly filing on Form 13H (Form 13H-Q) must be filed within 10 days after the end of any calendar quarter if necessary to amend any inaccurate or changed information in its most recent Form 13H filing.
URL:https://atlas.funds-axis.com/event/us-form-13h-quarterly-reporting-deadline-2/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210331
DTEND;VALUE=DATE:20210401
DTSTAMP:20260515T065005
CREATED:20210103T224024Z
LAST-MODIFIED:20230222T204753Z
UID:91533-1617148800-1617235199@atlas.funds-axis.com
SUMMARY:CPO-PQR - Small & Mid CPOs
DESCRIPTION:Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must\, using EasyFile\, report to NFA or the CFTC\, on a quarterly basis\, specific information about the firm and the pools that it operates. These pool quarterly reports (PQR) are due within 60 days of the quarters ending March 31\, June 30\, and September 30. Reports for the quarter ending December 31 are due within: \n\n90 days of the calendar year end for small (AUM <$150 million) or mid-size CPOs (AUM >$150 million <$1.5 billion)\n60 days for large CPOs (AUM> $1.5 billion)\n\n 
URL:https://atlas.funds-axis.com/event/cpo-pqr-small-mid-cpos/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210331
DTEND;VALUE=DATE:20210401
DTSTAMP:20260515T065005
CREATED:20200110T214505Z
LAST-MODIFIED:20230222T204916Z
UID:89243-1617148800-1617235199@atlas.funds-axis.com
SUMMARY:US Form ADV Reporting Deadline
DESCRIPTION:Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts\, both of which are available to the public on the SEC’s Investment Adviser Public Disclosure (IAPD) website. \nPart 1 requires information about the investment adviser’s business\, ownership\, clients\, employees\, business practices\, affiliations\, and any disciplinary events of the adviser or its employees. Part 1 is organized in a check-the-box\, fill-in-the-blank format. The SEC reviews the information from this part of the form to manage its regulatory and examination programs. \nPart 2 requires investment advisers to prepare narrative brochures that include plain English disclosures of the adviser’s business practices\, fees\, conflicts of interest\, and disciplinary information. The brochure is the primary disclosure document for investment advisers and must be delivered to advisory clients. \nPart 3\, the “relationship summary\,” requires SEC-registered investment advisers that offer services to retail investors to prepare a brief plain English summary about the types of services the adviser offers\, the fees and costs clients will have to pay for those services\, the conflicts of interest the adviser may have\, the required standard of conduct\, any legal and disciplinary history\,  key questions to ask the adviser\, and references to where clients can find more detailed information about the adviser and the services they offer. \nFirms must file Form ADV annually\, updating any amendment within 90 days after the end of the fiscal year. \n*Assuming a 31st December fiscal year end.
URL:https://atlas.funds-axis.com/event/us-form-adv-reporting-deadline/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210316
DTEND;VALUE=DATE:20210317
DTSTAMP:20260515T065005
CREATED:20210103T232450Z
LAST-MODIFIED:20210103T232450Z
UID:91604-1615852800-1615939199@atlas.funds-axis.com
SUMMARY:US Form N-CEN Reporting Deadline
DESCRIPTION:Form N-CEN was established by the SEC on 13 October 2016\, as part of a wider plan to modernise the reporting and disclosure requirements of certain Registered Investment Companies (RIC’s). \nForm N-CEN requires reporting of information relating to: \n\nThe background and classification of the fund;\nThe Funds’ Directors and Chief Compliance Officer(s);\nAny investment in controlled foreign corporations; and\nSecurities Lending.\n\nGenerally\, form N-CEN reports should be filed by RIC’s no later than 75 days after the close of the fiscal year. \n*Assuming a 31st December fiscal year end. \n 
URL:https://atlas.funds-axis.com/event/us-form-n-cen-reporting-deadline/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/Form-N-CEN.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210310
DTEND;VALUE=DATE:20210311
DTSTAMP:20260515T065005
CREATED:20200110T202326Z
LAST-MODIFIED:20210103T221155Z
UID:89209-1615334400-1615420799@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-3/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210301
DTEND;VALUE=DATE:20210302
DTSTAMP:20260515T065005
CREATED:20210103T232250Z
LAST-MODIFIED:20210103T232250Z
UID:91598-1614556800-1614643199@atlas.funds-axis.com
SUMMARY:US Form N-PORT Reporting Deadline
DESCRIPTION:Form N-PORT was established by the SEC on 13 October 2016\, as part of a wider plan to modernise the reporting and disclosure requirements of certain Registered Investment Companies (RIC’s). \nForm N-PORT must be filed by a registered management investment company\, or an exchange-traded fund organized as a unit investment trust\, or series thereof (“Fund”)\, other than a Fund that is regulated as a money market fund. \nOn 27th February 2019\, the SEC published updated submission deadlines with regards Form N-Port. Rather than filing non-public monthly reports with the Commission within 30 days after each month end\, funds are now required to maintain the relevant information on their records and file all three monthly-reports with the Commission no later than 60 days after the end of each fiscal quarter. \nReports must be filed electronically using the “EDGAR” system. \n \n 
URL:https://atlas.funds-axis.com/event/us-form-n-port-reporting-deadline/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/Form-N-Port.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210301
DTEND;VALUE=DATE:20210302
DTSTAMP:20260515T065005
CREATED:20210103T223807Z
LAST-MODIFIED:20230222T204721Z
UID:91530-1614556800-1614643199@atlas.funds-axis.com
SUMMARY:CPO-PQR - Large CPOs
DESCRIPTION:Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must\, using EasyFile\, report to NFA or the CFTC\, on a quarterly basis\, specific information about the firm and the pools that it operates. These pool quarterly reports (PQR) are due within 60 days of the quarters ending March 31\, June 30\, and September 30. Reports for the quarter ending December 31 are due within: \n\n90 days of the calendar year end for small (AUM <$150 million) or mid-size CPOs (AUM >$150 million <$1.5 billion)\n60 days for large CPOs (AUM> $1.5 billion)
URL:https://atlas.funds-axis.com/event/cpo-pqr-large-cpos/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/CPO-PQR-Large-CPOs.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210301
DTEND;VALUE=DATE:20210302
DTSTAMP:20260515T065005
CREATED:20210103T223008Z
LAST-MODIFIED:20230222T204605Z
UID:91521-1614556800-1614643199@atlas.funds-axis.com
SUMMARY:Form PF - Large Hedge Fund Advisers
DESCRIPTION:Form PF is a form that that focuses mainly on private fund reporting with regard to information such as counterparty dealings\, leverage\, and investment exposure.\nPrivate funds are pooled investment vehicles that are excluded from the definition of investment company under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. The term private fund generally includes funds commonly known as hedge funds and private equity funds. \nThe amount of information an adviser must report and the frequency with which it must report on Form PF depends on the amount of the adviser’s private fund assets and the types of private funds managed. \nForm PF is filed using the IARD system. \nLarge Hedge Fund Advisers must file on a quarterly basis within 60 calendar days from Fiscal quarter closing. \n\n			 \n			\n				\n					\n						\n							\n \n							REQUEST A DEMO \n							Global Regulatory Reporting Modules \n							Our modules perform all the relevant calculations\, automatically apply all the relevant data taxonomies and enable one-click generation of the required regulatory reports. \n							\n \n							VIEW BROCHURE
URL:https://atlas.funds-axis.com/event/form-pf-large-hedge-fund-advisers/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/Form-PF-Large-Hedge-Fund-Advisers.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210219
DTEND;VALUE=DATE:20210220
DTSTAMP:20260515T065005
CREATED:20210103T231648Z
LAST-MODIFIED:20230222T205438Z
UID:91595-1613692800-1613779199@atlas.funds-axis.com
SUMMARY:UCITS KIID Update
DESCRIPTION:A key investor information document with duly revised presentation of past performance of the UCITS shall be made available no later than 35 business days after 31 December each year.
URL:https://atlas.funds-axis.com/event/ucits-kiid-update/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/UCITS-KIID-Update.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210216
DTEND;VALUE=DATE:20210217
DTSTAMP:20260515T065005
CREATED:20200110T210912Z
LAST-MODIFIED:20230222T204340Z
UID:89240-1613433600-1613519999@atlas.funds-axis.com
SUMMARY:US Schedule 13G Annual Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d). \nA security holder must filing a Schedule 13G pursuant to Rule 13d-1(d) must do so within 45 days after the end of the calendar year. \nAdditional Schedule 13G Information \nSEC Information on Schedule 13G\nCompliance and Disclosure Interpretations of Exchange Act Sections 13(d) and 13(g)\nEffects of Amendments to Regulation 13D-G\nGeneral instructions on Schedule 13G
URL:https://atlas.funds-axis.com/event/us-schedule-13g-annual-reporting-deadline/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210216
DTEND;VALUE=DATE:20210217
DTSTAMP:20260515T065005
CREATED:20200110T123220Z
LAST-MODIFIED:20210103T215356Z
UID:89156-1613433600-1613519999@atlas.funds-axis.com
SUMMARY:US Form 13F Reporting Deadline
DESCRIPTION:An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business\, and exercises investment discretion over $100 million or more in Section 13(f) securities must report its holdings quarterly on Form 13F with the Securities and Exchange Commission (SEC). \nIn general\, an institutional investment manager is: (1) an entity that invests in\, or buys and sells\, securities for its own account; or (2) a natural person or an entity that exercises investment discretion over the account of any other natural person or entity. \nSection 13(f) securities can be found on the Official List of Section 13(f) Securities. The Official List is published quarterly. \nForm 13F is required to be filed within 45 days of the end of a calendar quarter.
URL:https://atlas.funds-axis.com/event/us-form-13f-reporting-deadline/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210215
DTEND;VALUE=DATE:20210216
DTSTAMP:20260515T065005
CREATED:20210103T230054Z
LAST-MODIFIED:20230222T205129Z
UID:91578-1613347200-1613433599@atlas.funds-axis.com
SUMMARY:AIFMD Annex IV - Fund of Funds
DESCRIPTION:Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Annual Report to the NCA of their home Member State\, containing information relating to the portfolio of Alternative Investment Funds (AIFs) they manage or market in the Union. \nThe AIFMD Annex IV Regulation confirms: (i) the frequency of reporting\, based on the total value of assets under management of the AIFMs and (ii) in Annex IV\, the type of information to be reported. \nIf the total value of Assets Under Management (AUM) exceeds the threshold of either EUR 100 or 500 million\, there is an annual reporting obligation. The reporting deadline is 30 calendar days from period close. \nIf the total AUM exceeds the threshold of EUR 500 million or EUR 1 billion\, there is a half-yearly reporting obligation. The reporting deadline is 30 calendar days from period close. \nIf the total AUM exceeds the threshold of EUR 1 billion\, there is a quarterly reporting obligation. The reporting deadline is 30 calendar days from period close. \nFund of funds have an additional 15 days for their reporting\, so the reporting deadline is 45 calendar days from period close.
URL:https://atlas.funds-axis.com/event/aifmd-annex-iv-fund-of-funds/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210210
DTEND;VALUE=DATE:20210211
DTSTAMP:20260515T065005
CREATED:20200110T201719Z
LAST-MODIFIED:20210103T221217Z
UID:89206-1612915200-1613001599@atlas.funds-axis.com
SUMMARY:US Schedule 13G Monthly Reporting Deadline
DESCRIPTION:Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term “beneficial owner” is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security). \nWhen a person or group of persons acquires beneficial ownership of more than five percent of a voting class of a company’s equity securities registered under the Securities Exchange Act\, they are required to file a Schedule 13D with the SEC. Depending upon the facts and circumstances\, the person or group of persons may be eligible to file the more abbreviated Schedule 13G in lieu of Schedule 13D. \nSchedule 13D reports the acquisition and other information within 10 days after the purchase. The schedule is filed with the SEC and is provided to the company that issued the securities and each exchange where the security is traded. Any material changes in the facts contained in the schedule require a prompt amendment. \nThe provisions of Rule 13d-1(b)(2)\, allow certain beneficial owners of greater than 10 percent of a class of equity securities registered under Section 12 to file a Schedule 13G within 10 days after the end of a designated month. This provision is limited to institutional investors listed in Rule 13d-1(b)(1)\, and do not apply to beneficial owners that file a Schedule 13G pursuant to Rule 13d-1(d).
URL:https://atlas.funds-axis.com/event/us-schedule-13g-monthly-reporting-deadline-2/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2020/01/US-Schedule-13G-Monthly-Reporting-Deadline-11.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210131
DTEND;VALUE=DATE:20210201
DTSTAMP:20260515T065005
CREATED:20210103T225723Z
LAST-MODIFIED:20230222T205022Z
UID:91571-1612051200-1612137599@atlas.funds-axis.com
SUMMARY:AIFMD Annex IV Reporting Deadline
DESCRIPTION:Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Annual Report to the NCA of their home Member State\, containing information relating to the portfolio of Alternative Investment Funds (AIFs) they manage or market in the Union. \nThe AIFMD Annex IV Regulation confirms: (i) the frequency of reporting\, based on the total value of assets under management of the AIFMs and (ii) in Annex IV\, the type of information to be reported. \nIf the total value of Assets Under Management (AUM) exceeds the threshold of either EUR 100 or 500 million\, there is an annual reporting obligation. The reporting deadline is 30 calendar days from period close. \nIf the total AUM exceeds the threshold of EUR 500 million or EUR 1 billion\, there is a half-yearly reporting obligation. The reporting deadline is 30 calendar days from period close. \nIf the total AUM exceeds the threshold of EUR 1 billion\, there is a quarterly reporting obligation. The reporting deadline is 30 calendar days from period close. \nFund of funds have an additional 15 days for their reporting\, so the reporting deadline is 45 calendar days from period close. \nNB. Submission deadline is based upon ESMA guidelines.
URL:https://atlas.funds-axis.com/event/aifmd-annex-iv-reporting-deadline/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/AIFMD-Annex-IV-Reporting-Deadline.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210130
DTEND;VALUE=DATE:20210131
DTSTAMP:20260515T065005
CREATED:20210103T231310Z
LAST-MODIFIED:20220111T210900Z
UID:91593-1611964800-1612051199@atlas.funds-axis.com
SUMMARY:EU Money Market Funds Regulation Article 37 Reporting (MMFs below EUR 100M)
DESCRIPTION:Article 37 of the EU Money Market Fund Regulation requires managers to report certain information for each MMF that it manages to the relevant National Competent Authority (NCA). \nAn MMF whose assets under management exceed €100 million shall report information to the competent authority of the MMF on at least a quarterly basis. \nMMFs with an AUM under €100 million shall report information to the competent authority of the MMF on at least an annual basis.
URL:https://atlas.funds-axis.com/event/eu-money-market-funds-regulation-article-37-reporting-mmfs-below-eur-100m/
CATEGORIES:Reporting Deadline
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END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210129
DTEND;VALUE=DATE:20210130
DTSTAMP:20260515T065005
CREATED:20210103T232752Z
LAST-MODIFIED:20210103T232752Z
UID:91607-1611878400-1611964799@atlas.funds-axis.com
SUMMARY:AIFMD Review Consultation - Deadline for Responses
DESCRIPTION:On 22nd October 2020\, the European Commission (EC) published the much anticipated consultation on the Alternative Investment Fund Managers Directive (AIFMD). \nThe consultation is split into 7 sections with a total of 102 questions: \n\nFunctioning of the AIFMD regulatory framework\, scope and authorisation requirements\nInvestor protection\nInternational relations\nFinancial stability\nInvesting in private companies\nSustainability/ESG\nMiscellaneous\n\nThe deadline for responding to the consultation is 29 January 2021.
URL:https://atlas.funds-axis.com/event/aifmd-review-consultation-deadline-for-responses/
CATEGORIES:Reporting Deadline
ATTACH;FMTTYPE=image/png:https://atlas.funds-axis.com/wp-content/uploads/sites/5/2021/01/AIFMD-Review-Consultation-Deadline-for-Responses.png
END:VEVENT
BEGIN:VEVENT
DTSTART;VALUE=DATE:20210115
DTEND;VALUE=DATE:20210116
DTSTAMP:20260515T065005
CREATED:20210103T221925Z
LAST-MODIFIED:20230222T204500Z
UID:91507-1610668800-1610755199@atlas.funds-axis.com
SUMMARY:Form PF - Large Liquid and Money Market Advisers
DESCRIPTION:Form PF is a form that that focuses mainly on private fund reporting with regard to information such as counterparty dealings\, leverage\, and investment exposure. \nPrivate funds are pooled investment vehicles that are excluded from the definition of investment company under the Investment Company Act of 1940 by section 3(c)(1) or 3(c)(7) of that Act. The term private fund generally includes funds commonly known as hedge funds and private equity funds. \nThe amount of information an adviser must report and the frequency with which it must report on Form PF depends on the amount of the adviser’s private fund assets and the types of private funds managed. \nForm PF is filed using the IARD system. \nLarge Liquid and Money Market Advisers must file on a quarterly basis within 15 calendar days from Fiscal quarter closing. \n\n			 \n			\n				\n					\n						\n							\n \n							REQUEST A DEMO \n							Global Regulatory Reporting Modules \n							Our modules perform all the relevant calculations\, automatically apply all the relevant data taxonomies and enable one-click generation of the required regulatory reports. \n							\n \n							VIEW BROCHURE
URL:https://atlas.funds-axis.com/event/form-pf-large-liquid-and-money-market-advisers/
CATEGORIES:Reporting Deadline
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END:VEVENT
END:VCALENDAR