Form ADV Reporting Deadline
Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC)...
12 events found.
-
-
-
AIFMD Annex IV End of Annual Reporting Period
Obligatory Alternative Investment Fund Managers (AIFMs) must provide a report to the NCA of their home Member State...
-
US 13F End of Quarterly Reporting Period
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect...
-
Form CPO-PQR End of Quarterly Reporting Period
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must...
-
13H End of Reporting Period
Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may...
-
Form N-PORT Reporting Deadline
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund...
-
Form PF End of Reporting Period
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge...
-
-
Money Market Fund Reporting Obligations
Starting from 2020, managers of EU money market funds will be required under Article 37 of the MMFR to report specific information...
-
US Form N-MFP Monthly Reporting Deadline
Form N-MFP (Monthly Schedule of Portfolio Holdings of Money Market Funds) is required of money market funds...
-
Form PF Liquidity Funds Reporting Deadline
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds...
-
Open Protocol Reporting Deadline
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...
-
AIFMD Annex IV Annual Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Annual Report to the NCA of their home Member State...