Form N-CEN is an annual report which should be filed pursuant to rule 30a1 under the Act (17 CFR 270.30a-1) by registered investment companies. Form N-CEN reports should be filed no later than 75 days after the close of the fiscal year. Reports must be filed electronically using the Commission’s Electronic Data Gathering, Analysis, and…
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must...
Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC)...
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect...
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must...
Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may...
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund...
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge...
Form N-MFP (Monthly Schedule of Portfolio Holdings of Money Market Funds) is required of money market funds...
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds...
Form N-MFP (Monthly Schedule of Portfolio Holdings of Money Market Funds) is required of money market funds...
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds...
