Thursday July 18 2019
News Source: Fund Regulation
Focus: MIFID and MIFIR
Type: General
Country: European Union
On 17th July 2019, the European Securities and Markets Authority (ESMA) published a call for evidence on certain investor protection topics included in the EC mandate to ESMA on the reports to be submitted by the EC under Article 90 of MiFID II.
Background
Article 90 of MiFID II provides that the Commission shall, after consulting ESMA, present a report to the European Parliament and the Council on, inter alia, the impact of the inducements disclosure requirements under MiFID II. In line with the European Commission mandate to ESMA, the call for evidence also concerns the impact of the costs and charges disclosure requirements under MiFID II, including collecting information on whether and how the application of the above rules varies across Member States.
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