SFT Transactions Reporting Deadline
UCITS management companies and AIFMs will be required to report all relevant SFT transactions concluded by funds under management with effect from 11 October 2020…
ESMA Liquidity Stress Testing Guideline
ESMA has published Guidelines on Liquidity Stress Testing which apply from 30 September 2020. Both UCITS management companies and AIFMs will be required to comply…
Fitness & Probity Filings for UCITS management companies and AIFMs
Under its fitness and probity regime, the Central Bank requires each regulated financial service provider (“RFSP”) to submit a confirmation…
AIFMD Annex IV Quarterly Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Quarterly report to the NCA of their home…
AIFMD Annex IV Semi-Annual Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Semi-Annual report to the NCA of their home…
AIFMD Annex IV Quarterly Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Quarterly report to the NCA of their home…
AIFMD Annex IV Annual Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Annual Report to the NCA of their home Member State…
AIFMD Annex IV End of Annual Reporting Period
Obligatory Alternative Investment Fund Managers (AIFMs) must provide a report to the NCA of their home Member State…
AIFMD Annex IV Quarterly Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide a report to the NCA of their home Member State, containing information relating to the portfolio of Alternative Investment Funds (AIFs) they…
AIFMD Annex IV End of Quarterly Reporting Period
Obligatory Alternative Investment Fund Managers (AIFMs) must provide a report to the NCA of their home Member State, containing information relating to the portfolio of Alternative Investment Funds (AIFs) they…