UCITS and AIFs new Segregation and Safekeeping Duties for Depositaries
In order to create a harmonised and robust EU level framework on the safekeeping of financial instruments of AIFs and UCITS…
SFT Transactions Reporting Deadline
UCITS management companies and AIFMs will be required to report all relevant SFT transactions concluded by funds under management with effect from 11 October 2020…
ESMA Liquidity Stress Testing Guideline
ESMA has published Guidelines on Liquidity Stress Testing which apply from 30 September 2020. Both UCITS management companies and AIFMs will be required to comply…
UCITS fund documentation relating to use of a benchmark
Irish UCITS management companies to conduct a review of the disclosures relating to the use of a benchmark…
Issue and filing of annual KIID update
In accordance with Article 82 of the UCITS Directive a UCITS is required to keep the essential elements of key investor information up-to-date. In accordance with Article 23…
Fitness & Probity Filings for UCITS management companies and AIFMs
Under its fitness and probity regime, the Central Bank requires each regulated financial service provider (“RFSP”) to submit a confirmation…
UK FCA Derivatives Use Reporting Deadline
The report must be delivered within 30 business days of the 31st October – as per the FCA Handbook…
UK FCA Derivatives Use Reporting Deadline
The report must be delivered within 30 business days of the 31st October – as per the FCA Handbook. The Derivatives Use Report must be completed by an authorised fund…
UK FCA Derivatives Use End of Reporting Period
The report must be delivered within 30 business days of the 30 October – as per the FCA Handbook. The Derivatives use report must be completed by an authorised fund…