On 23rd September 2020, the Financial Conduct Authority (FCA) announced the date for the move away from Gabriel. The first firms will be moved from Gabriel to RegData over the weekend of 17…
On 21st September 2020, the Irish Government announced that it has approved the draft text and publication of the Investment Limited Partnerships (Amendment) Bill 2020. The modernization of the Investment Limited…
The European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) have issued their first joint risk assessment Report of the financial sector since the outbreak of the COVID-19 pandemic. The Report highlights…
On 21st September 2020, the Canadian Securities Administrators (CSA) published a guidance to help investment fund managers develop and maintain effective liquidity risk management frameworks for investment funds. For the purposes of the…
On 21st September 2020, the European Supervisory Authorities (EBA, EIOPA and ESMA – ESAs) published a survey seeking public feedback on presentational aspects of product templates, pursuant to Article 8(3), Article 9(5) and Article…
On 18th September 2020, the Financial Services Regulatory Initiatives Forum issued the second edition of the Regulatory Initiatives Grid. Upcoming work in the latest iteration includes the LIBOR transition and ongoing work…
On 17th September 2020, the Canadian Securities Administrators published the proposed amendments to National Instrument 45-106 Prospectus Exemptions (NI 45-106) relating to real estate activities and collective investment vehicles. Proposed Amendments:…
On 17th September 2020, the European Banking Authority (EBA) published an online survey to receive input from credit institutions on their practices and views in the area of disclosure of information…
On 15th September 2020, the New Zealand government announced its plans to make climate-related financial disclosures mandatory for some organisations. The requirement would apply to publicly listed companies and large insurers, banks…
On 10th September 2020, the Cyprus Securities and Exchange Commission (‘CySEC’) issued a circular concerning ESMA Guidelines on Liquidity Stress Testing in UCITS and AIFs. The Guidelines apply to managers, depositaries…
