On 7th September 2021, the European Commission adopted the Delegated Regulation amending the regulatory technical standards (RTS) set out in Commission Delegated Regulation (EU) 2017/653 laying down the regulation on the…
ISDA has launched two new whitepapers examining key aspects of the fast-growing market for environmental, social and governance (ESG) transactions, with the aim of establishing robust standards and best practices…
On 26 August 2021, ALFI provided feedback to the so called UCITS and PRIIPs “quick fixes”. The PRIIPs quick fix refers to a proposal for a regulation aiming at extending…
ASIC has released regulatory guidance to help credit and Australian Financial Services (AFS) licensees to meet new breach reporting obligations. Set to commence on 1 October 2021, the breach reporting…
The CSSF have published a circular on Regulation (EU) 2017/1131 of the European Parliament and of the Council of 14 June 2017 on money market funds. The purpose of this…
The Financial Services and Markets Authority (FSMA), has published Communication FSMA_2021_15 (available in French or Dutch only) regarding the guidelines issued by the European Securities and Markets Authority (ESMA) on stress test simulations under…
The European Securities and Markets Authority (ESMA), has published a Consultation Paper (CP) on draft Regulatory Technical Standards (RTS) under the Markets in Financial Instruments Regulation (MiFIR) regarding suitability assessments of DRSP…
The Form N-CEN XML Technical Specification (Version 2.8) document describes the valid structure and content of the Form N-CEN Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Extensible Markup Language (XML)…
The Form N-PORT XML Technical Specification (Version 1.10) document describes the valid structure and content of the Form N-PORT Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Extensible Markup Language (XML)…
The EDGARLink Online (ELO) XML Technical specification (Version 36) document details the valid structure and content of the EDGARLink Online (ELO) Electronic Data Gathering, Analysis, and Retrieval (EDGAR) Extensible Markup…
