On 20th August 2020, the Financial Conduct of Authority (FCA) announced that the Temporary Permissions Regime (TPR) will take effect at the end of the transition period. The window for firms and fund…
On 19th August 2020, the European Securities and Markets Authority (ESMA) published updated reporting instructions and XML schema (version 1.2.0) for the templates set out in the technical standards on disclosure requirements. The updates…
On 19th August 2020, the Federal Council adopted the dispatch on the revision of the Collective Investment Schemes Act (CISA). The revision will create a new category of fund, the limited…
On 19th August 2020, the European Securities and Markets Authority (ESMA) announced that it has written to the European Commission (EC) highlighting areas to consider during the forthcoming review of the Alternative Investment…
On 18th August, the Financial Supervisory Authority (FIN–FSA) announced the amendments made to FIN-FSA regulations and guidelines 3/2011: Organisation and code of conduct of investment fund activities and 4/2014: Alternative Investment Fund…
On 14th August 2020, the European Insurance and Occupational Pensions Authority (EIOPA) delivered to the European Commission a set of draft Regulatory and Implementing Technical Standards and its advice on Delegated…
On 11th August 2020, the Australian Securities and Investments Commission (ASIC) announced it is aware that valuations of illiquid assets have been challenging as a result of increased economic and financial uncertainties…
On 12th August 2020, the Securities and Futures Commission published the updated frequently asked questions on MPF products, pooled retirement funds and procedures of application for authorization relating to structured investment…
A speech has been made by Dalia Blass, Director – Division of Investment Management, SEC regarding the fund liquidity, impact of COVID-19 and operational challenges. Fund Liquidity: Over the last…
The Board of the International Organization of Securities Commissions (IOSCO) published a report that explores how liquidity provision has evolved in equity securities markets in recent years. Liquidity Provision in…
