On 12th August 2020, the Financial Services and Markets Authority (FSMA) published a document covering the guidelines issued by the European Securities and Markets Authority (ESMA) concerning stress testing scenarios under the…
On 04th August 2020, the European Fund and Asset Management Association (EFAMA) issued a letter to the European Commission on the subject of the PRIIPS draft Regulatory Technical Standards (RTS), calling…
The Australian Securities and Investments Commission (ASIC) released minor amendments to the fees and cost disclosure regime for issuers of superannuation and managed investment products. A major update of Regulatory Guide 97 Disclosing Fees…
On 07th August 2020, the Securities and Futures Commission (SFC) published the updated Frequently Asked Questions, Guide, Checklist and Confirmations relating to Investment Products. Frequently Asked Questions Application Procedures for Authorization…
On 07th August 2020, the Commission de Surveillance du Secteur Financier (CSSF) published an updated FAQ concerning the Luxembourg Law of 17 December 2010 relating to undertakings for collective investment. Question: Do…
On 03rd August 2020, the Financial Conduct Authority (FCA) published a consultation paper on proposals to reduce the potential for harm to investors from the liquidity mismatch in open-ended property funds.…
On 28th July 2020, the Commission de Surveillance du Secteur Financier (CSSF) published the updated FAQ regarding Circular CSSF 02/77 – List of questions/answers in relation to the provisions of Circular…
On 30th July 2020, the HM Treasury published a policy statement which provides an update on HM Treasury’s proposed approach to bringing forward amendments to the onshored PRIIPs Regulation to avoid…
On 27th July 2020, the European Insurance and Occupational Pensions Authority (EIOPA) published a statement on Solvency II supervisory reporting in the context of COVID-19. Following EIOPA’s Recommendations of 20 March…
On 29th July 2020, the Irish Funds Industry Association (IE) published a white paper on Irish Funds Sustainable Finance Regulatory Overview. Sustainable investing and ESG integration are key priorities for investors…
