On 28th July 2020, the European Securities and Markets Authority (ESMA) updated the list of third-country venues (TCTV) in the context of the opinion on post-trade transparency under MiFIR, following new requests from the…
On 28th July 2020, the European Securities and Markets Authority (ESMA) updated the list of third-country venues (TCTV) in the context of the opinion on post-trade transparency under MiFIR, following new requests from the…
On 24th July 2020, the European Commission published a proposal on amending Directive 2014/65/EU as regards information requirements, product governance and position limits to help the recovery from the COVID-19 pandemic…
On 21st July 2020, the Autorité des Marchés Financiers (AMF) published the summary of its SPOT inspections on Record-keeping. Effectiveness, quality and possibility of using recordings made by intermediaries during their…
On 22nd July 2020, the Commission de Surveillance du Secteur Financier (CSSF) announced that it accepts the submission of reportings under Article 37 of the Money Market Funds Regulation according to…
On 23rd July 2020, the Commissione Nazionale per le Società e la Borsa (CONSOB) published a document summarizing the instructions to British investment firms providing investment services and activities in…
The Bundesverband Deutscher Investmentgesellschaften (BVI) has published its main requirements for the new strategy of the EU Commission. With its consultation on “Renewed Sustainable Finance Strategy”, the EU Commission wants…
On 23rd July 2020, the European Securities and Markets Authority (ESMA) published the MiFID/MiFIR Annual Review Report under Commission Delegated Regulation (EU) 2017/583 (RTS 2). This report lays down the thresholds for the liquidity criterion…
On 21st July 2020, the European Supervisory Authorities (ESAs) announced that they have informed the European Commission of the outcome of the review conducted by the ESAs of the key information document (KID)…
On 17th July 2020, the European Securities and Markets Authority (ESMA) advised the financial market participants to finalise preparations and implement suitable contingency plans in advance of the end of the…
