Skip to content
028 9032 9736GET IN TOUCH028 9032 9736GET IN TOUCH028 9032 9736GET IN TOUCH
  • Global Exchanges
  • Global Disclosures
  • ATLAS Funds Training
INFORMATION PORTALS
  • Global Exchanges
  • Global Disclosures
  • ATLAS Funds Training
INFORMATION PORTALS
Linkedin page opens in new windowFacebook page opens in new windowX page opens in new windowYouTube page opens in new window
Linkedin page opens in new windowFacebook page opens in new windowX page opens in new windowYouTube page opens in new window
ATLAS Funds Training
ATLAS Funds Training is a leading provider of online fund training courses in UCITS Funds and AIFMD Funds alongside Comprehensive Analysis of Global Regulatory Investment Rules & Regulatory Reporting Requirements
ATLAS Funds TrainingATLAS Funds Training

ACCESS FREE TRAINING

LOGIN
  • Home
  • Fund Regulation
  • Fund Training
  • Calendar
  • News
  • Decision Trees
ATLAS Funds TrainingATLAS Funds Training
  • Home
  • Fund Regulation
  • Fund Training
  • Calendar
  • News
  • Decision Trees
LOGIN
Linkedin page opens in new windowFacebook page opens in new windowX page opens in new windowYouTube page opens in new window
LOGIN

Category Archives: Fund Regulation

You are here:
  1. Home
  2. Category "Fund Regulation"

EUROPE: EC Report on assessing the application and scope of Directive 2011/61/EU on Alternative Investment Fund Managers

Fund RegulationBy Trevor DempsterJune 10, 2020

The European Commission has published a report on the application and the scope of Directive 2011/61/EU of the European Parliament and of the Council on Alternative Investment Fund Managers. The…

EUROPE: European Commission Publish Draft Acts on Sustainable Finance

Fund RegulationBy Trevor DempsterJune 9, 2020

On 8th June 2020, the European Commission published the following draft delegated directives and rules on sustainable finance and the obligation to advise clients on social and environmental aspects: Sustainable finance…

Hong-Kong

HONG KONG: SFC Proposes Changes to the Code on Real Estate Investment Trusts

Fund RegulationBy Trevor DempsterJune 9, 2020

The Securities and Futures Commission (SFC) began a two-month consultation on proposals to amend the Code on Real Estate Investment Trusts (REITs) to provide Hong Kong REITs with more flexibility in making…

EUROPE: EBA Roadmap on Investment Firms

Fund RegulationBy Trevor DempsterJune 9, 2020

On 8th June 2020, the General Board highlighted that the monitoring of liquidity risks in the insurance sector needs to be improved. It also noted that the European Insurance and Occupational Pensions…

EUROPE: ESMA Publishes Translations for Guidelines on the Reporting to Competent Authorities under Article 37 of the MMF Regulation

Fund RegulationBy Trevor DempsterJune 8, 2020

On 22nd June 2020, the European Securities and Markets Authority (ESMA) issued the official translations of its guidelines on standardised procedures and messaging protocols. National Competent Authorities (NCAs) to which these Guidelines apply must…

UNITED STATES: Federal Reserve Board – Expansion in Municipal Liquidity Facility

Fund RegulationBy Trevor DempsterJune 6, 2020

On 3rd June 2020, the Federal Reserve Board announced an expansion in the number and type of entities eligible to directly use its Municipal Liquidity Facility (MLF). Under the new terms,…

EUROPE: ESMA Provides Guidance on the Compliance Function Under MiFID II

Fund RegulationBy Trevor DempsterJune 5, 2020

On 05th June 2020,the European Securities and Markets Authority (ESMA) published the final guidelines on the MiFID II compliance function. These guidelines replace the ESMA guidelines on the same topic issued in 2012…

EUROPE: ESMA Updates Reporting Instructions for MMF Reporting

Fund RegulationBy Trevor DempsterJune 4, 2020

The European Securities and Markets Authority (ESMA), has published updated reporting instructions to be used for reporting under the Money Market Fund Regulation (MMFR). ESMA has implemented amendments on the XML schema…

EUROPE: ESMA Promotes Convergence in the Supervision of Costs in UCITS and AIFs

Fund RegulationBy Trevor DempsterJune 4, 2020

The European Securities and Markets Authority (ESMA) published a supervisory briefing on the supervision by National Competent Authorities (NCAs) of costs applicable to Undertakings for the Collective Investment in Transferable Securities (UCITS)…

EUROPE: ESMA Updates Transparency and Position Limit Opinions

Fund RegulationBy Trevor DempsterJune 4, 2020

The European Securities and Markets Authority (ESMA)  published updated opinions on post-trade transparency and position limits under MiFID II and MiFIR following its assessment of over 200 third-country trading venues…

←1
234567891011121314151617181920212223242526272829303132
…3334353637…
383940414243
44→
ATLAS Funds Training

Privacy & Cookies
© 2025 Funds-Axis Limited. All rights reserved.

Go to Top