CPO-PQR – Small & Mid CPOs

Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis, specific information about the firm and the pools that it operates. These pool quarterly reports (PQR) are due within 60 days of the quarters ending March 31, June 30, and September 30. Reports for the quarter ending December 31 are due within:

• 90 days of the calendar year end for small (AUM <$150 million) or mid-size CPOs (AUM >$150 million <$1.5 billion)
• 60 days for large CPOs (AUM> $1.5 billion)