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US Form 13H Annual Reporting Deadline
Tuesday, 14th February, 2023
Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC’s large trader reporting system.
Rule 13h-1 will require a “large trader,” defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H.
A mandatory annual filing on Form 13H (Form 13H-A) must be filed within 45 days after the end of each full calendar year.
Additional Form 13H Information
SEC Information on Rule 13h-1 and Form 13H (PDF)
General Instructions on Filing Form 13-F (PDF)
Frequently Asked Questions About Large Traders