US Form 13H Quarterly Reporting Deadline

Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC’s large trader reporting system.

Rule 13h-1 will require a “large trader,” defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H.

A quarterly filing on Form 13H (Form 13H-Q) must be filed within 10 days after the end of any calendar quarter if necessary to amend any inaccurate or changed information in its most recent Form 13H filing.