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US Form 13H Quarterly Reporting Deadline
Tuesday, 10th January, 2023
Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC’s large trader reporting system.
Rule 13h-1 will require a “large trader,” defined as a person whose transactions in NMS securities equal or exceed 2 million shares or $20 million during any calendar day, or 20 million shares or $200 million during any calendar month, to identify itself to the Commission and make certain disclosures to the Commission on Form 13H.
A quarterly filing on Form 13H (Form 13H-Q) must be filed within 10 days after the end of any calendar quarter if necessary to amend any inaccurate or changed information in its most recent Form 13H filing.
Additional Form 13H Information
SEC Information on Rule 13h-1 and Form 13H (PDF)
General Instructions on Filing Form 13-F (PDF)
Frequently Asked Questions About Large Traders