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US Form N-PORT Reporting Deadline
Monday, 1st March, 2021
Form N-PORT was established by the SEC on 13 October 2016, as part of a wider plan to modernise the reporting and disclosure requirements of certain Registered Investment Companies (RIC’s).
Form N-PORT must be filed by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund.
On 27th February 2019, the SEC published updated submission deadlines with regards Form N-Port. Rather than filing non-public monthly reports with the Commission within 30 days after each month end, funds are now required to maintain the relevant information on their records and file all three monthly-reports with the Commission no later than 60 days after the end of each fiscal quarter.
Reports must be filed electronically using the “EDGAR” system.
