Obligatory Alternative Investment Fund Managers (AIFMs) must provide a report to the NCA of their home Member State, containing information relating to the portfolio of Alternative Investment Funds (AIFs) they manage or market in the Union. The Regulation confirms: (i) the frequency of reporting, based on the total value of assets under management of the…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises investment discretion, the name and class, the CUSIP number, the number of shares as of the end of the calendar quarter for which the report…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises investment discretion, the name and class, the CUSIP number, the number of shares as of the end of the calendar quarter for which the report…
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced and distributed 15 business days after month end. Click here for more details.
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC on a quarterly basis. The report must contain specific information about the firm and the pools that it operates. The reporting deadline is 90 calendar days for…
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds must report on a Quarterly basis, within 60 days of each Quarter closing. Large Liquid Funds must report on a Quarterly basis, within 15 days of each Quarter closing. All other…
