US 13F Reporting Deadline
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…
12 events found.
Reporting Deadline
Open Protocol Reporting Deadline
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced and distributed 15…
Form CPO-PQR Reporting Deadline
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC on a…
Form PF Reporting Deadline
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds must report on a Quarterly basis,…
Form N-PORT Reporting Deadline
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund…
UK FCA Derivatives Use Reporting Deadline
The report must be delivered within 30 business days of the 31st October - as per the FCA Handbook. The Derivatives Use Report must be completed by an authorised fund…
Form N-CEN Reporting Deadline
Form N-CEN is an annual report which should be filed pursuant to rule 30a1 under the Act (17 CFR 270.30a-1) by registered investment companies. Form N-CEN reports should be filed…
Open Protocol Reporting Deadline
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt.
Form CPO-PQR Reporting Deadline
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must...
Form ADV Reporting Deadline
Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC)...
Form N-PORT Reporting Deadline
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund...
Money Market Fund Reporting Obligations
Starting from 2020, managers of EU money market funds will be required under Article 37 of the MMFR to report specific information...