A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC on a quarterly basis. The report must contain specific information about the firm and the pools that it operates. The reporting deadline is 90 calendar days for…
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds must report on a Quarterly basis, within 60 days of each Quarter closing. Large Liquid Funds must report on a Quarterly basis, within 15 days of each Quarter closing. All other…
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund. Funds must report information about their portfolios and each of their portfolio holdings as of the last…
Form N-CEN is an annual report which should be filed pursuant to rule 30a1 under the Act (17 CFR 270.30a-1) by registered investment companies. Form N-CEN reports should be filed no later than 75 days after the close of the fiscal year. Reports must be filed electronically using the Commission’s Electronic Data Gathering, Analysis, and…
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt.
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must...
Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC)...
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund...
Starting from 2020, managers of EU money market funds will be required under Article 37 of the MMFR to report specific information...
