Form PF is a form that that focuses mainly on private fund reporting with regard to information such as counterparty dealings, leverage, and investment exposure...
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Reporting Deadline
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Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis... 
Form N-PORT was established by the SEC on 13 October 2016, as part of a wider plan to modernise the reporting and disclosure requirements of certain Registered Investment Companies (RIC’s)... |
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Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly... |
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Form N-CEN was established by the SEC on 13 October 2016, as part of a wider plan to modernise the reporting and disclosure requirements of certain Registered Investment Companies (RIC’s)... |
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Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available... 
Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis... |
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