HONG KONG: SFC FAQs on the Operation and Implementation of the Mandatory Reporting Regime

On 23^rd November 2021, the Securities Futures Commission published update FAQs on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules.

The FAQs elaborate on how the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules will operate and are intended to help market participants better understand their obligations and responsibilities under the Reporting Rules so that they can better understand the requirements and ensure compliance going forward

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