SWEDEN: New procedures for submission of Key Investor Information Document for foreign UCITS

Wednesday September 1 2021

Pursuant to Article 93 (7) and (8) of Directive 2009/65/EC, a foreign UCITS established in another Member State authorised for marketing in Sweden must submit to Finansinspektionen annual updates of KIID(s) or updated KIID(s) of share class(es) authorised for distribution in Sweden.

The new procedure is that Key Investor Information Document for foreign UCITS must be sent to KIIDs-Inwardmarketing-Sweden@fi.se from the 1 September 2021.

Find below further instructions for such submissions:

The subject line should include:

• Name of the UCITS;
• Information regarding the type of document that is being updated, in this case, updated KIID(s), and
• Serial number in cases where the notification is sent using several separate emails.

The full name of the sender and his/her position at the UCITS management company must be clearly indicated.

The KIID must be submitted in Swedish.

In the case of collective submission of several KIIDs, please sort in alphabetical order by investment company/unit class for the sake of clarity.

Attachments may be included in a ZIP file. If necessary, the information should be broken down and sent using several emails, in which case this should be noted in the subject line.

The following file types may be used for attachments: pdf, doc and docx.

Further information on submissions is provided on the notification page.

Click on the above link for further information.