Form ADV End of Reporting Period
Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities authorities. Form ADV consists of two parts:…
Form ADV is an uniform form used by investment advisers to register with both the Securities and Exchange Commission (SEC) and state securities authorities. Form ADV consists of two parts:…
Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may require the large trader to provide…
Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…
Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises…