Form CPO-PQR End of Quarterly Reporting Period

Form CPO-PQR Reporting Deadline

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile, report to NFA or the CFTC on a quarterly basis. The report must contain specific information about the firm and the pools that it operates. The reporting deadline is 90 calendar days for…

Form PF

Form PF Reporting Deadline

Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds must report on a Quarterly basis, within 60 days of each Quarter closing. Large Liquid Funds must report on a Quarterly basis, within 15 days of each Quarter closing. All other…

Form N-PORT

Form N-PORT Reporting Deadline

Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund. Funds must report information about their portfolios and each of their portfolio holdings as of the last…

US 13F End of Quarterly Reporting Period

US 13F Reporting Deadline

Form 13F requires disclosure of: (i) the name of the institutional investment manager that files the report; and (ii) with respect to each section 13(f) security over which it exercises investment discretion, the name and class, the CUSIP number, the number of shares as of the end of the calendar quarter for which the report…

13H Reporting

13H Reporting Deadline

Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may require the large trader to provide descriptive or clarifying information about the information disclosed in the Form 13H, and will contact the Authorized Person to provide such information. Form H must…

Form N-PORT

Form N-PORT Reporting Deadline

Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund that is regulated as a money market fund. Funds must report information about their portfolios and each of their portfolio holdings as of the last…