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Form N-PORT

Form N-PORT Reporting Deadline

By Trevor DempsterNovember 22, 2018Leave a comment

Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund…

Form N-PORT

Form N-PORT Reporting Deadline

By Trevor DempsterNovember 22, 2018Leave a comment

Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund…

Form N-PORT

Form N-PORT Reporting Deadline

By Trevor DempsterNovember 22, 2018Leave a comment

Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund…

Form N-PORT

Form N-PORT Reporting Deadline

By Trevor DempsterNovember 22, 2018Leave a comment

Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund organized as a unit investment trust, or series thereof (“Fund”), other than a Fund…

13H Reporting

13H Reporting Deadline

By Trevor DempsterNovember 19, 2018Leave a comment

Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may require the large trader to provide…

13H Reporting

13H End of Reporting Period

By Trevor DempsterNovember 19, 2018Leave a comment

Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may…

Form CPO-PQR End of Quarterly Reporting Period

Form CPO-PQR End of Quarterly Reporting Period

By Trevor DempsterNovember 19, 2018Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must…

Form CPO-PQR End of Quarterly Reporting Period

Form CPO-PQR Reporting Deadline

By Trevor DempsterNovember 19, 2018Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must…

Form CPO-PQR End of Quarterly Reporting Period

Form CPO-PQR Reporting Deadline

By Trevor DempsterNovember 19, 2018Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile, report to NFA or the CFTC on a…

Form CPO-PQR End of Quarterly Reporting Period

Form CPO-PQR End of Quarterly Reporting Period

By Trevor DempsterNovember 19, 2018Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile, report to NFA or the CFTC on a…

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