On 23rd November 2021, the Securities Futures Commission published update FAQs on the Securities and Futures (OTC Derivative Transactions – Reporting and Record Keeping Obligations) Rules. The FAQs elaborate on how…
The Board of the International Organization of Securities Commissions (IOSCO) today has published a set of recommendations applicable to ESG Ratings and Data Product Providers. The market for ESG ratings and data…
On 15th November 2021, COLL 1.2 regarding types of authorised fund was updated. The update was due to the inclusion of a long-term asset fund. In COLL 1.2.2, “3A” was added…
COLL 6 has been updated to include a section on the use of the term ‘long-term asset fund’ or ‘LTAF’: Use of the term ‘long-term asset fund’ or ‘LTAF’ (1)…
The Central Bank of Ireland (CBI) has published an updated DailyMMF_Schema_1.1 Excel. Click on the link above for further information.
In view of the international regulatory developments on fund data reporting, the existing requirements on SFC-authorized funds (the “Fund(s)”) for enhanced fund data reporting will be refined to enhance the…
The FCA have launched a Discussion Paper on Sustainability Disclosure Requirements and investment labels. The FCA anticipate 2 layers of disclosure: a concise and accessible consumer-facing layer; and more detailed…
ESMA have published the compliance table on the guidelines of Article 25 of Directive 2011/61/EU. All jurisdictions comply or intent to comply. The following jurisdiction comply with the guidelines on…
The Central Bank of Ireland (CBI) has issued the 33rd edition of the Central Bank UCITS Q&A, which includes a new Q&A, ID 1101. The new Q&A, ID 1101, sets…
The Central Bank of Ireland (CBI) has issued the 41st Edition of the Central Bank AIFMD Q&A, which includes new Q&As, ID1146 and ID 1147. The new Q&A, ID 1146,…
