Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available...
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Reporting Deadline
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Each CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC's regulations must, using EasyFile, report to NFA or the CFTC, on a quarterly basis... |
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Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC's large trader reporting system. 
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly... |
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Form PF is a form that that focuses mainly on private fund reporting with regard to information such as counterparty dealings, leverage, and investment exposure... 
Article 37 of the EU Money Market Fund Regulation requires managers to report certain information for each MMF that it manages to the relevant National Competent Authority (NCA)... |
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