Form PF Liquidity Funds Reporting Deadline
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds...
12 events found.
Reporting Deadline
Open Protocol Reporting Deadline
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...
AIFMD Annex IV Semi-Annual Reporting Deadline
Obligatory Alternative Investment Fund Managers (AIFMs) must provide an AIFMD Annex IV Semi-Annual report to the NCA of their home...
US Form N-MFP Monthly Reporting Deadline
Form N-MFP (Monthly Schedule of Portfolio Holdings of Money Market Funds) is required of money market funds...
Open Protocol Reporting Deadline
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...
Form PF Large Hedge Funds Reporting Deadline
Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds...
US Form CPO-PQR Large, Small & Mid CPOs Quarterly Report
A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile...
US Form N-MFP Monthly Reporting Deadline
Form N-MFP (Monthly Schedule of Portfolio Holdings of Money Market Funds) is required of money market funds...
Open Protocol Reporting Deadline
Open Protocol Enabling Risk Aggregation (OPERA), is an open standard which all investors and managers are free to adopt. OPERA is monthly report, and should be produced...
ESMA Liquidity Stress Testing Guideline
ESMA has published Guidelines on Liquidity Stress Testing which apply from 30 September 2020. Both UCITS management companies and AIFMs will be required to comply...
FCA new rules for open-ended funds investing in inherently illiquid assets
The FCA’s new rules require that investors are provided with clear and prominent information on liquidity risks, and the circumstances...
FCA new rules for non-UCITS retail schemes (NURSs) investing in inherently illiquid assets enters into force
The Financial Conduct Authority (FCA) has today confirmed new rules which apply...