13H End of Reporting Period
Form H must be filed by a natural person who is authorized to submit it on behalf of the large trader. The Commission may...
12 events found.
EDGAR
Form N-PORT Reporting Deadline
Form N-PORT is to be used by a registered management investment company, or an exchange-traded fund...
US Form 13H Quarterly Reporting Deadline
A quarterly filing on Form 13H (Form 13H-Q) within 10 days after the end of any calendar quarter if necessary to amend...
US Schedule 13G Monthly Reporting Deadline
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
US Schedule 13G Monthly Reporting Deadline
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
US Form 13F Reporting Deadline
An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment...
US Form 13H Annual Reporting Deadline
Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC's large trader reporting system.
US Schedule 13G Annual Reporting Deadline
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
US Schedule 13G Monthly Reporting Deadline
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...
US Form ADV Reporting Deadline
Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available...
US Form 13H Quarterly Reporting Deadline
Form 13H is an SEC form required under Exchange Act Rule 13h-1 as part of the SEC's large trader reporting system.
US Schedule 13G Monthly Reporting Deadline
Schedules 13D and 13G are commonly referred to as a “beneficial ownership reports.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly...