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Tag Archives: United States

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Form PF Large Hedge Funds Reporting Deadline

By Trevor DempsterJanuary 20, 2020Leave a comment

Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds…

Form PF Liquidity Funds Reporting Deadline

By Trevor DempsterJanuary 20, 2020Leave a comment

Form PF must be filled by, registered, or required to register with the SEC as an investment adviser of private funds. Large Hedge Funds…

US Form CPO-PQR Large, Small & Mid CPOs Quarterly Report

By Trevor DempsterJanuary 20, 2020Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile…

US Form CPO-PQR Large, Small & Mid CPOs Quarterly Report

By Trevor DempsterJanuary 20, 2020Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile…

US Form CPO-PQR Large, Small & Mid CPOs Quarterly Report

By Trevor DempsterJanuary 20, 2020Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile…

US Form CPO-PQR Small & Mid CPOs Quarterly Report

By Trevor DempsterJanuary 20, 2020Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile…

US Form CPO-PQR Large CPOs Quarterly Report

By Trevor DempsterJanuary 20, 2020Leave a comment

A CPO Member that operates pools for which it has reporting obligations under Part 4 of the CFTC’s regulations must, using EasyFile…

US Form ADV Reporting Deadline

US Form ADV Reporting Deadline

By Trevor DempsterJanuary 10, 2020Leave a comment

Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available…

US Form ADV Reporting Deadline

US Form ADV Reporting Deadline

By Trevor DempsterJanuary 10, 2020Leave a comment

Form ADV is the uniform form used by investment advisers to register with both the SEC and state securities authorities. The form consists of two parts, both of which are available…

US Form 13F Reporting Deadline

US Form 13F Reporting Deadline

By Trevor DempsterJanuary 10, 2020Leave a comment

An institutional investment manager that uses the U.S. mail (or other means or instrumentality of interstate commerce) in the course of its business, and exercises investment…

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